What filing date you get if you use a CD-ROM?

The Patent Office asked me to post this information. My comments follow.


From: William.Stryjewski@USPTO.GOV
To: 
Subject: 10 meg byte 
Date: Wed, 11 Apr 2001 17:39:08 -0400
MIME-Version: 1.0
X-Mailer: Internet Mail Service (5.5.2653.19)
X-UIDL: 914376087
				An application which is greater than the 10
Meg EFS limit can be submitted on CD under the special provisions of EFS for
applications of that size.  The date of filing the application can be either
the date of submission of the application to a US Post Office or the date of
receipt of the CD package by the USPTO.  By the provisions of 37 CFR 1.10
(Rule 10), the USPTO will give a filing date to an application submitted to
the US Post Office when Express Mail is used, and the procedures of that
regulation are followed.  If the filer uses regular mail or any other
carrier, then the submission will be treated under 37 CFR 1.6 and the date
of receipt of the CDs at the USPTO will establish the filing date.  
				This procedure will be explained more fully
in an addendum to the Legal Framework to be posted soon.
William Stryjewski
SIRA/EFS
Primary Examiner
703-308-2707

You might ask, what's this all about? Here is my best guess.

Traditional (paper-filed) applications may be filed under Rule 10, so that your filing date is the date you (Express-) mailed the application at the Post Office. The filing date is the date you sent it, not the date it was received.

In contrast, the EFS documentation states that the filing date for an electronically filed application is the date it was received by the Patent Office in Virginia, and the date on which you sent it is irrelevant for filing date purposes.

But of course, if your would-be EFS application turns out to be larger than 10 megabytes in size, the Patent Office's EFS server will refuse to allow you to file it electronically. So what are you supposed to do? According to the EFS instructions, you are supposed to "burn" the EFS-formatted application onto a CD-ROM and send the CD-ROM to the Patent Office. That's fine except that the EFS documentation says that an EFS application isn't filed until the Patent Office receives the application. This guarantees your filing date won't be until tomorrow or the next day, and indeed guarantees you will never get a filing date if the package is lost or stolen on its way to the Patent Office.

It means, in plain language, that no sane practitioner would ever file via CD-ROM. Better to print out all ten megabytes on paper and get a couple of people to help you carry it to the Post Office, and send it via Express Mail.

Well, the announcement above from the Patent Office says that, contrary to the EFS documentation, you can simply take the EFS CD-ROM over to the Post Office and send it via Express Mail to the Patent Office, and it will get today as a filing date.


This page is http://www.patents.com/efs/cdrom.htm .

You can return to the main EFS page.